DOCUMENT A/1861 |
2 June 2004 |
Security and defence in Estonia, Latvia and Lithuania
Document A/1861 |
2 June 2004 |
Security and defence in Estonia, Latvia and Lithuania
REPORT1
submitted on behalf of the Defence Committee2
by Mr Rigoni, Rapporteur (Italy, Federated Group)
and Mr Sedlickas, co-Rapporteur (Lithuania)
___________________
1 Adopted unanimously by the Committee on 10 May 2004.
2 Members of the Committee: Mr Wilkinson (Chairman); MM McNamara, Goris (Vice-Chairmen); Mr Acosta Padrón, Mrs Aguiar, MM de Arístegui San Román (Alternate: Puche Rodríguez), Barquero Vázquez (Alternate: Agramunt Font de Mora), Lord Burlison, MM Contestabile, Cox, Dreyfus-Schmidt (Alternate: Le Guen), Duivesteijn, Freiherr v. Guttenberg KT, Glesener, Goulet, Gubert (Alternate: Tirelli), Henry, Jacquat, Jardim, Jonas, Kortenhorst (Alternate: van der Linden), Leibrecht, Lengagne, Medeiros Ferreira, Monfils, Nikolopoulos, de Puig, Ranieri, Rigoni, Rivolta (Alternate: Nessa), Schneider, Siebert, Szabo, Varvitsiotis, Vrettos, Walter, Wegener.
Associate members: MM Açikgöz, Bilgehan, Çavusoglu, Hegyi, Herczog, Hjörleifsson, Ibl, Janas, Komorowski, Lorenz, Necas, Mrs Nybakk, MM Surjan, Tekelioglu, Wrzodak, N ...
N.B. The names of those taking part in the vote are printed in italics.
RECOMMENDATION 7451
on security and defence in Estonia, Latvia and Lithuania
(i) Noting with satisfaction that the accession of Estonia, Latvia and Lithuania to NATO and the European Union completes the process of integrating those countries, along with the other central European countries, in the Euro-Atlantic community, while maintaining a spirit of constructive cooperation and partnership with all the neighbouring states;
(ii) Considering that this historic event closes a painful chapter in the history of those three states;
(iii) Recalling the pioneering role played by WEU, which was the first European organisation to welcome the three Baltic States, first of all to its consultation forum and then as WEU associate partners, with the prospect of their accession and with a view to preparing them for integration in the European Union;
(iv) Warmly welcoming the constructive contribution and commitment of Estonia, Latvia and Lithuania to the activities of WEU, and in particular the participation of their parliamentary delegations in the work of the Assembly;
(v) Recognising also the constructive efforts made by the three Baltic States with a view to strengthening cooperation among the Nordic countries and establishing a policy of partnership and good neighbourly relations in this region;
(vi) Expressing support for continuing the process of reform necessary for adapting the security and defence structures of the three Baltic States to the new missions resulting from their NATO and EU membership;
(vii) Stressing the individual and collective efforts being made by Estonia, Latvia and Lithuania in the area of security and defence, in order to respond to the new challenges to national, European and international security;
(viii) Stressing the remarkable contributions that Estonia, Latvia and Lithuania are making to European and international security and stability, particularly in the peacekeeping area, through the presence of their military units in the Balkans, Afghanistan, Iraq and other crisis areas;
(ix) Underlining the qualitative and quantitative contribution the three countries are making to the NATO forces, in particular the NATO Response Force (NRF), and to the European Union's headline goal;
(x) Encouraging the three states to pursue and deepen their cooperation in areas of common interest, in particular as regards armaments and naval and airborne capabilities;
(xi) Stressing the importance for the other European member states of NATO and/or the EU to continue to support and assist the three countries with their projects in the area of security and defence;
(xii) Supporting the decision of the North Atlantic Council to deploy NATO air-based capabilities to Lithuania in order to provide surveillance and protection of the three countries' common airspace;
(xiii) Confident that there will be a successful conclusion to the dialogue being conducted between NATO and Russia with a view to convincing the latter that those air surveillance measures are not detrimental to its security interests;
(xiv) Stressing, nevertheless, that the security interests and requirements of the three Baltic States, as members of the Alliance, are inseparable from those of the other member states and that there cannot be a security guarantee with variable geometry;
(xv) Welcoming the readiness in principle of Estonia, Latvia and Lithuania to accede to the CFE Treaty on the reduction of conventional forces in Europe as revised in 1999, once it has been ratified by all the signatories and enters into force;
(xvi) Highlighting the important role to be played by Estonia, Latvia and Lithuania in framing NATO and EU strategies and policies and for establishing relations with all new neighbours of those Organisations, in particular Russia, Ukraine and Belarus;
(xvii) Stressing also that it is important for the enlarged European Union and NATO to find, together with Russia, solutions to all the specific problems concerning the Kaliningrad region that are satisfactory to all interested parties;
(xviii) Supporting the continued process of political, economic and social reform designed to modernise and strengthen democracy and the rule of law in the three Baltic States;
(xix) Considering that it is important in this context for the three Baltic States to pursue their policy of integrating minorities and of acquiring the legal, human and material resources needed to combat the threat posed by organised crime and criminal activities with international ramifications;
(xx) Recalling that the three Baltic States now satisfy the criteria defined by the WEU member states during the signing of the Maastricht Treaty for being invited to accede to WEU under conditions to be agreed in compliance with Article XI of the modified Brussels Treaty;
(xxi) Considering that those three states have a legitimate interest in benefiting from the security guarantee of the modified Brussels Treaty establishing a link with NATO, particularly in view of the weak nature of the provisions contained in the draft EU Constitutional Treaty with regard to a mutual assistance obligation,
RECOMMENDS THAT THE COUNCIL
Apply to the letter the "Declaration of the WEU on the Role of Western European Union and its Relations with the European Union and with the Atlantic Alliance" adopted in Maastricht on 10 December 1991, as well as the provisions on "relations between WEU and the other European member states of the European Union or the Atlantic Alliance" that figure in the Petersberg Declaration of 19 June 1992, and that it invite Estonia, Latvia and Lithuania to open negotiations with a view to acceding to the modified Brussels Treaty under conditions to be agreed in compliance with Article XI of that Treaty.
EXPLANATORY MEMORANDUM
submitted by Mr Rigoni, Rapporteur, (Italy, Federated Group)
and Mr Sedlickas, co-Rapporteur (Lithuania)

- Of all the central European countries that have just joined the Atlantic Alliance and the European Union (EU), three are somewhat special. In becoming members of the principal Euro-Atlantic and European institutions for security and defence and economic and political cooperation, Estonia, Latvia and Lithuania are once again rejoining the mainstream of European history. They have an unusual past as (unwilling) satellites of the Union of Socialist Soviet Republics (USSR). From 1940 to 1989, both at home and in exile, both the leaderships and the ordinary citizens of these nations fought ceaselessly (including by force of arms2) to regain their independence.
- The break-up of the USSR marked the end of this unfortunate chapter of their history; however the consequences are still being felt to this day. In the 12 years that have passed since they recovered their sovereignty, Estonia, Latvia and Lithuania have made valiant efforts to consolidate their regional position, especially vis-à-vis Russia, and to integrate politically, economically and in security terms with the European and the Euro-Atlantic communities. They have made immense strides, politically especially, and in terms of their economies, to reach the standards required of them for successful entry into the various institutions. Throughout the process, which is still going on, these three countries have also shown their determination and commitment to contribute actively to stability, security and defence in their own region and in Europe.
- This is an area where it has been necessary to start over from scratch. Estonia, Latvia and Lithuania have re-established forms of economic and political cooperation going back to the era of their earlier independence and which reflect their particular cultural and historical heritage. They have also looked outwards for support, especially in their immediate environment from the Nordic countries and in particular from the United States and the United Kingdom. Still distrustful of Russia, the three regard membership of the North Atlantic Treaty Organisation (NATO) as a strategic priority. External security and stability are essential to the pursuit of the economic and social reform that is necessary for membership of the European Union.
- As far as defence goes, the Baltic Battalion (BALTBAT), formed in 1994, was the first in a series of initiatives taken with a view to developing national capabilities. It began as a joint cooperation project. With the assistance of other Atlantic Alliance member states, the three countries gradually increased their resource input and built up national and tripartite defence policies and armed forces that were to make a contribution to security throughout the region of the Baltic Sea and beyond. Since 1995, Estonian, Latvian and Lithuanian forces have been part of the NATO deployment in Bosnia and Herzegovina and are also currently stationed in Afghanistan and Iraq.
- Euro-Atlantic and European integration is thus a response on the part of the three states to security concerns, providing a counterweight to their relations with Russia. There are still areas of contention over minorities and political and economic differences, but this was not a major obstacle to their joining the EU and NATO. The culmination of the accession process in 2004 marks the end of a momentous chapter in the history of Estonia, Latvia and Lithuania. They are now part and parcel of Europe, institutionally and politically, and are making an active contribution to collective defence (in the NATO framework) and to European defence through the European Security and Defence Policy (ESDP).
- This achievement is the direct result of each nation's individual efforts, extended through tripartite and regional cooperation. It forms the principal subject-matter of this report, which is the result of a fact-finding visit by the Defence Committee of the Assembly of WEU - the Interparliamentary European Security and Defence Assembly - to Estonia, Latvia and Lithuania in October 2003. Through meetings with senior political figures and military staff and visits to military units and installations, the Committee was well placed to note and evaluate the progress that has been achieved and to find out about the three nations' future plans in regard to defence capabilities.

II. Estonia, Latvia and Lithuania and security in the Baltic Sea region
- Since the three Baltic States regained their independence, their governments have given priority to consolidating their respective internal situations and embarking on a programme of economic and political reform leading to convergence with the European and Euro-Atlantic cooperation structures, followed by accession. Security and defence concerns have basically revolved around the protection of their national territories. The three nations benefited from aid readily on offer from the Nordic countries within NATO, and from the EU, the United Kingdom, Germany, the United States and other countries. Such assistance not only enabled them to deal with their immediate needs but also represented a gesture of political support, and an important one, in the face of pressure from Russia.
- Estonia, Latvia and Lithuania have gradually been absorbed into various arrangements for regional political, economic and security cooperation. In March 1992 they were involved in the setting-up of the Council of the Baltic Sea States, made up of 11 countries3 plus the European Commission, and they also cooperate with the Nordic Council4. Although neither of these two organisations has competence for defence matters, they do have an important role in security. Home affairs, justice, border controls and civilian protection are all part of their remit and cooperation through them serves to bolster regional security further. At the same time, the three states sought to draw closer to NATO by joining that Organisation's Partnership for Peace programme from its inception in 1994. In the same year they became WEU associate partners and appointed parliamentary delegations to participate in the activities of the Assembly.
- In parallel to their preparations for accession to NATO and the EU, Estonia, Latvia and Lithuania have engaged in close security and defence cooperation. In this way, they have been able to optimise their resources and capabilities and avoid costly and pointless duplication. They have also been able to identify the areas where aid was needed most and thus make the most effective use of assistance from outside. Nevertheless, each individual state developed and implemented its own particular strategy to achieve its dual aim of NATO and EU accession. Cooperation has been essentially practical and tailored to national prerogatives and priorities.
1. Contributors to regional security
- As soon as they became independent, the three Baltic States made clear their intention to become part of the geopolitical area known as "the West". They refused to join the Commonwealth of Independent States and their foreign and defence policy in those initial years was largely directed towards protecting themselves from renewed interference from Russia in their affairs. However, regional security issues have moved on and the threat of direct military intervention is now at an all-time low. Estonia, Latvia and Lithuania's defence approach, initially directed towards territorial defence, is now becoming more flexible and more responsive to present NATO and EU requirements in this field.
(a) Principal security problems
- The end of the cold war and the break-up of the USSR in 1991 enabled the three countries to regain independence, but their future remains tied up with internal developments in Russia. All three have a common border with Russia: Estonia and Latvia to the east and Lithuania to the west with the Kaliningrad enclave. They are still largely energy-dependent on Russia for oil and natural gas supplies. In recent years, oil deposits have been found in the continental shelf off the Lithuanian coast, but they are not as yet being exploited to any sizeable degree. Another issue for Estonia and Latvia is their Russian-speaking minorities.
- Common borders, energy dependence and minorities are major preoccupations for the three countries' governments in their relations with Russia. Three security aspects predominate:
- geographic "permeability" is a source of problems at various levels: human migration, organised crime, people trafficking, armaments, drugs and dangerous substances (for example radioactive materials) and pollution (air, sea and land).
- The main sources of oil and natural gas supplies depend on a network inherited from the USSR and are in Russia. Oil and gas have to be transported, then processed on the spot, by means of a network of pipelines and refineries, part of which is under the control of Russian firms like Gazprom and Yukos. The fact that they can be at all independent as far as energy goes is due to Lithuania's overcapacity at its Ignalina nuclear power plant (in the east of the country).
- The large numbers and the status of Russian speakers in Estonia (25.6%5) and Latvia (29.6%6) have been a source of political conflict with Russia since independence. This held up Latvia's accession to the Council of Europe and had repercussions for the process of its application to join NATO and the EU. The Estonian and Lithuanian authorities fear interference from Russia through these minority communities and that they may be used to exert political and economic pressure.
- In spite of the independence of the three Baltic States and their membership of NATO and the EU, relations with Russia continue to weigh heavily on their perceptions of security. This will most certainly have repercussions for the development of the dialogue between Russia and NATO, on the one hand, and between Russia and the EU, on the other. The stabilisation and strengthening of the Russian state, notwithstanding its rapprochement with the "West", call for a foreign policy that defends its national interests and does not balk at political confrontation7. This worries the governments of Estonia, Latvia and Lithuania, which are relying on the solidarity of the other members of NATO and the EU, themselves divided on the stance to be adopted with regard to Russia.
- To these factors must be added internal problems linked with the economic transition, as well as differences and conflicts of interest among Estonia, Latvia and Lithuania. The delimitation of maritime boundaries has caused disputes between Estonia and Latvia (over fishing areas in the Gulf of Riga, 1993-1996), and between Lithuania and Latvia (over oil exploration in the Baltic Sea, 1995-1996). Lithuania's decision to build an oil terminal at Butinge on the coast near the border with Latvia also caused friction between the two countries (1996-1999). The three Baltic States also each evolved their own strategy for accession to the European and Euro-Atlantic institutions.
- However, notwithstanding their differences, Estonia, Latvia and Lithuania have succeeded in establishing forms of political cooperation to help cope with common difficulties. The aim of such cooperation is not to set up a kind of Baltic "caucus", but rather to better coordinate their policies in areas of mutual interest. In view of the fact that, for all three, national resources are scarce, they have extended their tripartite approach to other forms of Euro-Atlantic and regional cooperation, through institutions in a position to afford them considerable assistance, as well as the security guarantees to which they aspire.
(b) Political and security cooperation
- The Baltic Council is the instrument for general political cooperation between the three Baltic States. In 1990, the then Soviet "governments" of Estonia, Latvia and Lithuania set up a Baltic Cooperation Council, which ceased to function in 1993. The Baltic Assembly, made up of 60 parliamentarians (20 per national delegation), was set up in 1991. During its third session in 1993, it adopted a resolution calling for the establishment of a Baltic Council (31 October 1993) with a Council of Ministers and an Assembly. The governments had also set in motion a process of negotiation leading to the setting-up of a Baltic Council of Ministers (Foreign Ministers). On 13 June 1994 in Tallinn the Baltic Council of Ministers was founded and the Baltic Council started its work. The Council presidency (ministers and Assembly) is discharged by individual member countries over a one-year term8.
- The organisation of the Council of Ministers consists of a Council of Prime Ministers, a Cooperation Council (foreign ministers), a Council Secretariat and a Committee of Senior Officials, which also includes experts from the different areas in which cooperation takes place. The remit of the Council of Ministers is as follows9:
- "promoting extensive and substantial cooperation;
- addressing, drafting and implementing relevant measures;
- carrying out the tasks assigned in accordance with the agreements concluded".
Decisions taken by the Council of Ministers are binding10. Security and defence have always been subjects of especial, sustained attention, both with a view to strengthening national and joint capabilities and to prepare for NATO and EU accession. Cooperation in this sphere has tended to be more successful than cooperation over general or economic policy.
- Cooperation over security was established in 1992 by the protocol of agreement among the ministries of defence of the Baltic states on ensuring security cooperation, which provided for joint military exercises and unified control of air, sea and land borders (2 June 1992). On 13 September 1993, a trilateral declaration regarding cooperation in the security and defence fields was adopted and a year later the "Agreement between the Governments of Estonia, Latvia and Lithuania concerning the Establishment and Formation of a Joint Peacekeeping Unit" was signed (13 September 1994). These were followed by the "Resolution concerning Military Cooperation among the Baltic States" (13 November 1994), the "Resolution on Defence Cooperation" (2 December 1995) and the "Resolution on the Common Policy of the Baltic States concerning NATO Membership" (6 October 1996).
- These documents make up the political and legal "corpus" of defence cooperation among the three Baltic States. Other decisions have been taken subsequently with reference to more technical aspects, such as setting up joint structures extending from BALTBAT (1994) to BALTPERS (2000), a common system of "military personnel records" covering the three countries. In parallel Estonia, Latvia and Lithuania are actively involved in regional cooperation in the framework of the Nordic Council, the Council of the Baltic Sea States and the EU's "Northern Dimension" initiative. These institutions do not deal with defence matters but play an important part as far as security in general is concerned (migration, home affairs, environment, etc.).
- One very important initiative for the three Baltic States has been the signature, on 16 January 1998, of the Charter of Partnership among the United States of America and the Republic of Estonia, Republic of Latvia, and Republic of Lithuania. This document, which is not a treaty, is nevertheless of significant political value and indicative of the United States' commitment to the three Baltic States in the period preceding their accession to NATO (199911 - 2004). The first paragraph of the "Principles of Partnership" states:
"The United States of America has a real, profound, and enduring interest in the independence, sovereignty, and territorial integrity, and security of Estonia, Latvia, and Lithuania".
"The Partners will consult together, as well as with other countries, in the event that a Partner perceives that its territorial integrity, independence, or security is threatened or at risk. The Partners will use bilateral and multilateral mechanisms for such consultations".
The Charter also makes explicit references to military and defence cooperation carried out through the "Bilateral Working Group on Defense and Military Relations".
2. The defence policy of the Baltic States
- Once they had regained independence, Estonia, Latvia and Lithuania had to rebuild their security and defence apparatus from scratch. Their first priority was to consolidate the authority of their national structures and to guarantee their territorial integrity. However, the legacy of the Soviet, then Russian military presence on their territory and their lack of human and material resources stood in the way of the efforts of each state to guarantee its own defence. In the absence of formal external guarantees the three countries had to focus their efforts in the defence area on optimising their national and common resources. Cooperation was a necessity from the outset.
(a) Capabilities and objectives of each state12
- The three Baltic States have in common their geography and, particularly as regards the 20th century, their history. However, Estonia, which has close ties with Finland, increasingly sees itself as a Nordic country, while Lithuania has moved closer to Poland and the central European region. Latvia for its part considers itself to be at the core of the "Baltic" identity. The differences between the three are equally marked as regards population size, level of economic development and national interests. This has obvious implications for defence and has led to a degree of specialisation among the three according to their particular strengths and capacities.
- The main priorities of Estonia's defence policy are set out in its National Security Concept adopted on 6 March 200113. Its prime objective is to achieve integration in the Euro-Atlantic security and cooperation structures through its membership of NATO and the EU. This theme is a leitmotiv throughout the Concept. The aim of its defence policy is:
- "to guarantee the capability of the state to combat security risks in today's security system;
- to support the achievement of Estonia's goals in the area of Euro-Atlantic integration;
- to ensure Estonia's readiness to cooperate internationally in joint peace operations and future collective defence efforts;
- and to provide for participation in the national crisis resolution system".
To attain those objectives, Estonia is developing a national defence system based on:
- " a military defence capability;
- capacity to participate in the international security system and its cooperative efforts, including the future joint defence according to Estonia's obligations and possibilities;
- readiness to resolve international and domestic crises through relevant crisis management mechanisms".
- That system is founded on a concept of "total defence" that involves all of society, with the Estonian defence forces (EDF) at its core. It entails maintaining conscription and compulsory military service (a strategic necessity, given the size of the population) and giving a key role to territorial defence. The EDF are being developed into a "contemporary force that meets requirements for readiness and military skill and is capable of internal and international cooperation. The military element of total defence is built upon the combined use of the principles of territorial defence and mobile defence, which, from the perspective of Estonia's possibilities, are the most effective means of national defence. Public resources to fulfil this end are provided by the military service system and the ongoing development of a total defence system as a whole".
- The National Security Concept refers secondarily to cooperation with Latvia and Lithuania, but does not seem to consider it a priority for national and regional security policy, the emphasis being on NATO and EU membership. In the two paragraphs on tripartite cooperation, the stress is laid on preparing for participation in the Euro-Atlantic security area:
"The success of each state in the Euro-Atlantic integration process reinforces the security of the other two. For this reason, the broadest possible cooperation with Latvia and Lithuania, as well as coordinated action in the international security arena, are of vital importance to Estonia as it shapes its security environment".
- Latvia's National Security Concept and Defence Concept were adopted respectively in 2002 (24 January) and 2003 (30 September by the Government and 13 November by the Seima, the Latvian parliament). Its national security objectives are described as follows:
"the maintenance of the state independence, territorial integrity and democratic system of the Republic of Latvia,
(...) ensuring the internal security of the state".
Integration in the Euro-Atlantic security structures is also identified as a priority in order to guarantee and strengthen national security, with particular attention being paid to relations with the United States:
"The majority of European countries consider the permanent and close participation of the United States of America (hereinafter the USA) in ensuring European security as a necessary element of stability in the continent. Along with the permanent involvement of the USA, European countries assume greater responsibility in the sphere of security by creating common security and defence policy within the EU, which will enable it to play a more important role in international crisis management. In the sphere of common defence NATO and the USA still retain the leading role".
- Three major defence policy objectives are set out:
"Improvement of the military self-defence capabilities of the state (...);
Consistent realisation of the Partnership Goals and requirements of cooperation with NATO (...);
International cooperation and participation is one of the priorities of the National Armed Forces".
In order to realise those aims Latvia is developing its defence forces to make them "small, mobile, equipped with sophisticated armament, trained, and able to cooperate with the civil defence system".
- Tripartite cooperation is considered to be "the supplementary element of global and European security processes". For Latvia it is part of a wider security framework in the Baltic Sea region and goes hand in hand with cooperation with the Nordic countries and the Council of the Baltic Sea States. It does, however, have one specific advantage, which is that it entails a firm commitment to common projects that are beneficial to regional security as well as to the national security of each of the three states.
- The aim of Latvia's Defence Concept is:
"to define the guidelines for strengthening and improving the defence system in accordance with Latvia's geopolitical situation and Latvia's obligations to the collective security of the North Atlantic Treaty Organisation (...). The Concept determines the basic strategic principles that will guide the implementation of the tasks associated with state defence and is the basis for planning the development of the National Armed Forces".
Membership of the Atlantic Alliance is central to Latvian defence policy. The Defence Concept, like the National Security Concept, attaches particular importance to transatlantic relations:
"The fundamental basis of Latvia's defence is Latvia's membership in the NATO collective security and defence system (...).
Closer cooperation between the European Union (...) and the United States of America (...) is essential for Latvian security, as long as the functions of NATO and the EU are clearly separated and any overlap in functions is avoided".
- Unlike Estonia, Latvia in its Defence Concept opts resolutely for professional armed forces and plans to end conscription in 2006. It gives the reasons for that choice as follows:
"1. Armed forces must meet the demands of the current security situation, which depends on the quality of the armed forces involved and not their quantity;
2. Public support for professional armed forces; and
3. Membership in NATO provides security guarantees to Latvia, while concurrently bearing an obligation to ensure the country's readiness for collective security within the scope of the Alliance".
The Latvian authorities consider that professional armed forces offer the following advantages:
"1. NAF [National Armed Forces] will achieve greater operational capabilities to participate in international operations;
2. NAF units will have a higher level of combat-readiness;
3. NAF will utilise modern weapons systems and combat equipment;
4. Financial resources will be used more effectively; and
5. NAF will establish small, but well prepared reserves".
- Lithuania defines its security and defence priorities in two documents issued in 2002, the second version of its White Paper14 on defence and its National Security Strategy. It divides its security interests into two categories: vital interests and primary interests.
Vital interests are as follows:
- "sovereignty of the Republic of Lithuania, territorial integrity and democratic constitutional order;
- respect and protection of human and civil rights and freedoms;
- peace and prosperity of the state".
Primary interests are as follows:
- "Global and regional stability and friendly relations with neighbours;
- Euro-Atlantic integration, NATO and EU membership;
- Freedom and democracy in Central and Eastern European countries and the Baltic States;
- Ensuring supply of strategically important raw materials and alternative sources of energy;
- Regional environmental security".
- in the Atlantic Alliance and European Union is considered to be a major strategic objective:
"Lithuania allocates its resources towards a number of initiatives directly aimed at NATO accession, since it sees NATO membership as the main tool, ensuring both internal and regional security and stability. (...)
As a future EU member state Lithuania supports the extension of the EU defence dimension, as far as it does not challenge the role of NATO".
- The principles and objectives of Lithuanian defence policy are described in the following terms:
- "to ensure state defence;
- to integrate the country with Euro-Atlantic structures;
- to encourage confidence and friendly relations with neighbouring countries ;
- to contribute to strengthening international peace and stability".
Lithuanian defence policy is based on the following principles:
"Deterrence
This principle is based on a demonstration of determination and preparedness to defend the country at times of peace and possession of a reliable and effectively controlled defence system (...).
Total and Unconditional Defence
(...) Preparation for total defence shall include:
- preparing the active reserve forces of the Armed Forces;
- developing a human and material resources mobilisation system and adjusting state institutions and economic infrastructures to the needs of defence ;
- preparing the society for defence.
Euro-Atlantic Solidarity and Collective Defence
The main and most effective measures for ensuring stability, security and welfare in Europe are based on intensifying Euro-Atlantic integration processes (...) Lithuania considers NATO integration to be one of the most significant ways of protecting its interests and sees it as the best security guarantee of internal stability that meets external challenges as well as creates welfare within the country (...)".
Cooperation with Estonia and Latvia is presented from the point of view of the three Baltic States' accession to NATO and the EU. The White Paper sets out Lithuania's position on the subject:
"Trilateral cooperation projects between Estonia, Latvia and Lithuania (...) reflect their joint efforts to integrate into Euro-Atlantic structures. Joint military cooperation projects of the Baltic States help Lithuania not only to develop her Armed Forces in conformity with NATO standards and to receive significant support from the countries of the West, but also to acquire experience in cooperation, project coordination and management and to demonstrate to the countries of the West that we are ready to act together on the international stage. (...) An intensive dialogue with Estonia and Latvia is taking place in the sphere of policy planning, focusing attention on implementation of NATO integration measures. Lithuania takes the view that Estonia and Latvia, as well as Lithuania, will (...) become members of NATO and the EU. Therefore, cooperation with Estonia and Latvia is viewed in the context of NATO and EU integration".
The National Security Strategy document refers to that issue under the heading "Cooperation with NATO Aspirant countries". Furthermore, Lithuania is engaged in military cooperation with Poland within the Lithuanian-Polish Battalion - LITPOLBAT - based in Orzysz (Poland), which is one of the forces available to the EU as a rapid reaction force under the headline goal.
- Regarding defence capabilities, the White Paper describes the process of reform of the Lithuanian armed forces to be completed in 2006:
"Armed Forces Reform
Taking into account positive changes in the strategic environment of Lithuania, the economic development and international commitments assumed by Lithuania, Lithuania started a reform of its Armed Forces by reviewing defence structures, long-term programmes for strengthening state security, as well as short-term plans for the development of the Armed Forces.
The main objective of this reform is to find an optimum balance between the resources available and capabilities necessary for Lithuania to meet its international commitments. The reform, with completion scheduled in 2006, encompasses the following:
- the Land Forces organisation, capabilities, objectives, combat training,
- the organisation of the National defence volunteer forces (NDVF), capabilities, objectives, combat training,
- the Air Force organisation, capabilities, objectives, combat training,
- the Naval Force organisation, capabilities, objectives, combat training,
- preparation, mobilisation, capabilities and training of the reserve,
- the development of the infrastructure necessary to receive Host Nation Support (HNS).
(...) Flexibility of the Armed Forces, as well as simplicity of their command, is sought through the creation of two military regions (Western and Eastern) and the creation of a Reaction Brigade (RBde)".
- What sets Lithuania apart from the other two Baltic States and doubtless also from many other NATO and EU member countries is the role accorded within its armed forces to the catholic faith. In 2000 it signed an "Agreement between the Holy See and the Republic of Lithuania on Pastoral Education of Soldiers Serving in the Lithuanian Armed Forces" establishing an "Army Ordinariate" whose task is to:
"take care of pastoral education of the soldiers serving in the Armed Forces of the Republic of Lithuania. Catholic soldiers, their family members, the Catholics studying in military institutions, working in military hospitals and other military institutions regularly fulfilling the tasks assigned to them by the Army Ordinary or with consent of the Army Ordinary, belong to the jurisdiction of the Ordinariate".
(b) Tripartite cooperation
- Defence cooperation between Estonia, Latvia and Lithuania has been successful to date. It sprang from an acknowledgement of their weakness and to begin with was practically a strategic necessity. The only way to create in a short period of time a defence system beneficial to all three states was for them to pool available resources. Cooperation is not an end in itself, nor does it stem from plans for political integration. There is no "Baltic Defence Community" or "Baltic Union". Rather, cooperation was a pragmatic way of achieving two objectives: to form a united front to resist pressure from Russia and to prepare for integration in the Euro-Atlantic security area.
- Cooperation also made it possible to more effectively channel external assistance in the field of defence. The Nordic countries, the United Kingdom and Germany were actively involved in those efforts. At the same time, the three Baltic States have always made it clear that their political, security and defence cooperation was not an alternative to NATO and EU membership, but rather a way of achieving it in better conditions, not as passive recipients of security, but rather as active contributors to a community of shared values and objectives.
- In just over ten years Estonia, Latvia and Lithuania have devised and implemented a series of common projects which also contribute to the development of national structures and capabilities. That cooperation has the particularity of bringing together the three Baltic States with a group of countries known as the "supporting states"15. All projects conducted in that framework have been coordinated via the Baltic Security Assistance Forum (BALTSEA) that was established in 1997. (The Baltic States' integration in the Alliance military structures will in time lead to the dissolution of BALTSEA). For each ongoing project there is a multinational steering committee chaired by a "leader" country. BALTSEA provides overall supervision and coordination so as to optimise resources and better pinpoint and make good any shortfalls. There are specialised working groups to deal with specific tasks.
- The Baltic Battalion, which was set up in September 1994 and dissolved in September 2003, was the first tangible achievement of the three states in the area of defence. Its aim was to provide a joint contribution to international peacekeeping efforts and it served, above all, to promote interoperability with NATO standards and as a catalyst for the development of national defence capabilities. Its headquarters was established in Latvia (Adazi) in January 1996 and the force was declared operational in December 1997. In October 1998 BALTBAT units were deployed within the Nordic Brigade as part of the NATO Stabilisation Force (SFOR) in Bosnia and Herzegovina. It was composed of a multinational headquarters and three infantry companies (one for each Baltic State). Logistic support was coordinated by the Baltic Support Group (BSG, Adazi).
- The supporting state for BALTBAT was Denmark. This project, which was highly important for the three countries concerned, was the victim of its own success. The Battalion was not intended to evolve into a "Baltic force" (in the same way that the Franco-German Brigade was to be the precursor for the Eurocorps). Rather it was envisaged as a tool for managing and optimising military assets and capabilities. The national systems were enriched by the experience that the national units and officers brought back with them after serving on a rotating basis in BALTBAT. It was also instrumental in introducing into the armed forces of the three Baltic States the working mechanisms and procedures applied by NATO in its multinational formations.
- Once the objectives in terms of national benefits had been accomplished, the future of the force was called into question. Notwithstanding a number of declarations in 2000-2001 by the Baltic ministers and defence authorities about BALTBAT's future development, political support for the organisation began to wane in 2002. In the records of the two meetings held that year by the BALTBAT Steering Committee (composed of representatives of the three Baltic States and the supporting states), there are explicit references to a lack of progress in certain areas, which according to the Danish Chairman of the BALTBAT Military Working Group was "a result of too low a priority being accorded to BALTBAT by the Baltic States". That assessment was confirmed by the decision of the Estonian, Latvian and Lithuanian Defence Ministers in May 2003 to dissolve the organisation on 26 September 2003.
- The idea of organising the joint training of officers and experts from the three Baltic States was first put forward in 1992, in response to a crucial need at a time when the three states were in the early phases of developing their defence capabilities. However, it was only five years later, in June 1997, that the Estonian, Latvian and Lithuanian Defence Ministers, supported by their colleagues from the Nordic Union states, finally decided to set up "a joint Baltic educational institution for senior officers staff training"16. The Defence College17 was established in Tartu, Estonia, and commenced its activities in August 1999.
- Its main activity is to "establish and continuously improve the training and development of senior staff officers of the Baltic States' armed forces"18. It currently offers five training courses:
- the Joint Command and General Staff Course
The aim of this course is to train officers "to perform the duties at the level of Chief of Staff in military regions or infantry brigades, and engage in policy-making and long-term planning in Central Staffs and Ministries of Defence". The course covers national and international aspects, with special emphasis on training for combined joint operations abroad.
This course for civilian personnel is designed to heighten awareness and provide training in the field of security and defence. It is also a way of preparing future political and administrative officials for their role of interface at international level, as representatives of their countries in the NATO and EU (ESDP) frameworks.
This course is for officers with the rank of major to colonel. Its aim is to prepare them to serve in a wide range of positions in the areas of defence policy, the administration, the command of military units and other defence institutions (such as colleges), and planning at national and international (NATO and EU) level. This is a joint services course.
- Baltic Staff Medical Officers Course
This is a more recent course (the second year group started their training in 2003) for medical officers. Emphasis is placed on NATO standards in this area and on training officers to work at brigade or division level.
- Higher Command Studies Course
This is the most recent BDCOL course and doubtless also the most important in both political and operational terms. It is the culminating point in the formation of a national defence system in each of the three states. Its aim is to "educate selected senior officers and civil servants for decision-making during war, military operations other than war and during policy decision-making in the peacetime development of the armed forces" and to "prepare officers for operational command and both officers and civilians for the key policy positions in the national armed forces and the Ministries of (National) Defence". For the moment it is still in the experimental phase, but may eventually replace the Colonels course.
BALTVIMA
- The "Baltic Virtual Military Academy" is a virtual BDCOL. The project sprang from an initiative proposed by the United States and Norway in response to one of the wishes put forward by the Baltic States in 1992, which was to set up a "Cooperative On-Line System to Educate Baltic Military Officers and Defence Civilians in the Conduct of Integrated NATO and Multinational Operations"19. BALTVIMA is one of a group of projects for introducing the use of information technologies into defence areas other than that of strictly military operations (e.g. administration and personnel management). Staff training is one such area.
- The first practical application of the concept developed from another project, the "Baltic Simulation Network" launched by the United States together with the three Baltic States and Norway. In 2000-2001, a Baltic Distance Learning Centre was established in the Baltic Defence College and a first on-line tactical training course (the Platoon Leader's Course) was held to demonstrate the viability of the system. In parallel, the United States supplied the Estonian, Latvian and Lithuanian national academies with the necessary hardware and software for carrying out command exercise simulations. The three Baltic States quickly grasped the importance of those methods for speeding up and enriching the training of officers with a view to NATO membership. In February 2002 BALTVIMA become a cooperative project in the BALTSEA framework, with the United States and Norway as supporting states.
- The idea of organising joint surveillance of the airspace of the three Baltic States emerged in 1994. However, it was only on 16 April 1998 that the three governments signed an agreement on the creation of this Baltic air surveillance network. BALTNET is "a system for acquisition, coordination, distribution and display of air surveillance data within the three Baltic states"20. The project has a fairly wide scope, in that it deals with military and civil, national and international aspects. As for all cooperation projects managed within the BALTSEA framework, the leading supporting state is Norway. The United States have also made a significant financial and technical contribution to establishing the system.
- BALTNET is composed of national centres (Air Sovereignty Operations Centres, ASOC) and a joint centre (Regional Airspace Surveillance Coordination Centre, RASCC), located in Lithuania. The latter, which the WEU Assembly visited in October 2003, is in the process of being modernised in order to link it up with the NATO Integrated Air Defence System. Norway, as the supporting state, assists the three Baltic States with regard to communications between the national centres and the RASCC. Given the scale of investments required to operate such a system, the three states are cooperating closely on the choice of equipment (at present there is a combination of Russian, German and American equipment).
- The weak point of this system remains the lack of modern airborne capabilities. The three States' air forces do not have a sufficient number of aircraft of the requisite quality, capable of carrying out control and interception missions in case of need. To overcome that shortfall they turned to NATO, which decided on 17 March 2004 to supply the necessary air cover, using assets made available by Alliance member states to be stationed in Lithuania. The first elements of that force − four F-16 aircraft and their crews, supplied by Belgium − were deployed on the Siauliai airbase at the beginning of April21. However, this can only be a temporary measure (given the costs as well as the logistic and political constraints), until such time as Estonia, Latvia and Lithuania are able to acquire, either separately or jointly, the necessary airborne capability to cover their needs.
- There are still vast quantities of all kinds of military equipment (mines, shells, various munitions and explosives) in the Baltic Sea region that date back to before, during and after the two world wars. Maritime mine-clearing operations are crucially important for economic development off the shores of the three Baltic States (fishing and oil reserves). In the post-cold war period, the naval forces of the NATO states have been able to conduct exercises in these previously inaccessible zones. The navies of the three Baltic States have been involved in those exercises and in 1995 they participated in the "Amber Sea 1995" tripartite exercise.
- In December 1996 the Lithuanian Defence Minister, together with his colleagues from Estonia and Latvia, as well as representatives of NATO and/or EU member states in the region and of France, the United Kingdom and the United States, launched the process that was to lead to the formation of the Baltic naval squadron, BALTRON. Germany is the supporting state for this project, which has the following objectives:
- "to establish the basis for closer cooperation between the naval forces of the three Baltic states ;
- to enable the Baltic states to be able to coordinate and conduct naval tasks (particularly mine countermeasures) ;
- to optimize available resources and
- to strengthen the ties with the navies of Western countries and coordinate their support measures"22.
- BALTRON has been operational since 1998 and is based at Miinisadam, Tallinn. Each navy supplies one or two ships (minehunters) together with the requisite support and logistics. The three countries share the command on a rotating basis. The main task of this body is to conduct minesweeping and mine-clearing operations, with vessels contributed by Sweden and Germany. Particular attention is paid to crew training and BALTRON units are regularly involved in joint exercises with other allied navies in the Baltic Sea region. BALTRON's activities are gradually evolving with a view to including operations in the fields of coastal surveillance, the protection of maritime approaches and search and rescue. BALTRON's aim is eventually to become the "Naval Squadron of Permanent Readiness" within the NATO framework.
- In connection with the reform of their defence systems, the three Baltic States have had to adapt very fast to the new geostrategic environment that has emerged in Europe since the end of the cold war. They now need mobile, combined and joint defence forces capable of operations in the NATO and EU frameworks. Since they started out from very little, they have been able in some areas to develop faster than some European states with more unwieldy defence structures. One such area is that of C3I (command, control, communications and information). Any difficulties encountered in that area have been due above all to the lack of financial and technical resources.
- Those problems have now to a large extent been overcome, thanks to the "Baltic Command and Control Information System", for which Germany (air force) is the supporting state23. The project was launched in 2001 and should be fully operational in 2004. The system is based on a single model that is common to the three Baltic States. Its aim is to achieve from the outset fully integrated C3I systems for the Defence Staffs and forces. Its main features are as follows:
- "The system will be used in a multinational, cross border environment in the 3 Baltic States;
- The system contains a pool of commonly used data as well as data under national responsibility which have to be protected against unauthorized access by the other partners;
- The system has to provide the capability of autonomous operation of country for a limited timeframe;
- Already existing ADP [Automatic DATA Processing] structure might be integrated in the system architecture;
- Looking towards a limited budget the system development has to follow a low cost option".
BALTPERS, BALTMED, BALT HNS and BALTLOG
- The aim of these projects is essentially to improve the management of the military resources of Estonia, Latvia and Lithuania and to prepare them for NATO membership.
- The Baltic Personnel Registration and Management System (BALTPERS) arose out of cooperation between Sweden and the three Baltic States in the field of human resources management (1996). Implementation of the project started in 2000 with the aim of "developing a national system for each of the Baltic states, [that] will serve not only the military forces but also civilian units that are tasked in case of readiness or mobilisation"24.
- The Baltic Medical Unit (BALTMED) project arose out of cooperation between Sweden and Estonia in the area of "Medical Support to the Baltic Countries' Armed forces". Broadened to include the other two states in 2000, its first step was to equip a battalion and a company in each state with a medical aid station. Current priorities are the training of medical personnel and procurement of new equipment25.
- The "Host Nation Support" concept was introduced into the three states essentially in preparation for their accession to NATO. Norway is the supporting state with the active support of the United States. BALT HNS, which is in the process of being implemented, is divided into six areas or stages: "NATO's HNS policy and doctrine; develop a national HNS concept/policy and doctrines/guidelines; develop plans for the different decision- and planning levels, both military and civilian; develop an organisation with necessary skilled personnel on all levels; educate personnel to be able to act as instructors/facilitators; conduct a real- or a paper exercise which involves all decision making- and planning levels on both civilian and military side"26.
- BALTLOG is a logistics cooperation project which only really got off the ground in 2002 under the auspices of the supporting state, Denmark. In 2002 a seminar was held in Riga in order to conduct an analysis of each country's capabilities in this area, with a view to pinpointing shortfalls and the ways and means of overcoming them. Various areas of cooperation were identified and projects defined in order to meet requirements27.
Areas of cooperation and projects:
- "Development of logistic capabilities (Role specialization); joint participation in NATO LOG [logistic] units ; establishment of logistics school; materiel codification; training of logistics personnel; development of materiel management system CONCORDE; implementation of other logistic management systems (...); development of a joint procurement system; host nation support (HNS); standardization of equipment; joint movement control; deployment, sustainment & redeployment of national units in CRO (crisis-response operations); equipment for logistic training center (Battalion size); equipment for CSS [combat service support]; materiel handling equipment (forklifts, packaging machines); workshop equipment (vehicles, weapons and signals); NBC [nuclear, biological, chemical] protection capabilities (personal and collective protection)".
III. Estonia, Latvia and Lithuania and
integration in the Euro-Atlantic security area
- As far as Estonia, Latvia and Lithuania are concerned, the year 2004 draws a line, once and for all, under the second world war and the cold war period. Accession to the Atlantic Alliance and the EU at last gives them the security and defence guarantee, and the guarantees of economic and social progress, to which they have aspired since regaining their independence. By becoming integrated in the Euro-Atlantic security and cooperation area they acquire rights and obligations. Here the three Baltic States have adopted a proactive, positive and constructive approach, seeking to demonstrate their willingness to contribute towards global security and in terms of defence capabilities.
- This is a major political and material undertaking, beyond their present capabilities, which will yield results in years to come. Both the achievements and deficiencies discussed earlier are substantial and the three Baltic States are still heavily dependent on other countries. At the same time, accession will give each of them individually the opportunity to play to their national strengths. Paradoxically, as far as tripartite cooperation goes, in those areas where they can act alone, EU and NATO entry could be the start of them going their separate ways. Perhaps too, there may be opportunities for them to become part of regional groupings with which they have cooperated already in various domains - for instance the Nordic and Scandinavian countries in the case of Estonia, central Europe in that of Lithuania.
- The dual accession is also happening at a time of profound institutional and functional change in the Alliance and in the EU. Missions, objectives and ambitions are changing rapidly, largely under pressure from the United States and of the global war against international terrorism. The three Baltic States are involved in them, through external operations as part of coalitions, by lending political support to American intervention and also by supporting the European Security and Defence Policy (ESDP). These are very positive signs of the way their situation is evolving and of their being, simultaneously, part of both the "old" and the "new" Europe28.
1. A major challenge for the three Baltic States
- By joining the Atlantic Alliance and the EU, Estonia, Latvia and Lithuania have achieved one of their major strategic objectives, possibly the most important. This has been due to hard work and determination through a testing period, where high hopes have not always been fully realised. They have had the advantage of a reserve of understanding and goodwill on the part of European nations and the United States which have proffered aid and assistance down the years. The three must now see how their capabilities match up when it comes to taking part in transatlantic and European security and defence missions.
(a) Contribution to strengthening NATO capabilities
- The process of convergence with and accession to the Atlantic Alliance has taken some ten years. The three Baltic States were involved from the outset in the Alliance's first initiatives towards the central European states: the North Atlantic Cooperation Council (NACC, 1991) Partnership for Peace (1994), the Euro-Atlantic Partnership Council (EAPC, 1977), the NATO Action Plan (NAP, 1999). They were also involved in the Alliance's first operations in former Yugoslavia, through BALTBAT in Bosnia and Herzegovina (1998), and in Kosovo. Since 2001, they have supported NATO initiatives in the fight against terrorism and deployed forces in the framework of ISAF (International Security Assistance Force) in Afghanistan.
- The formal opening of the Washington Treaty accession process at the NATO Prague summit in 2002 was merely a formality to "legalise" the three Baltic States' "de facto" entry into the Euro-Atlantic security and defence area. Estonia, Latvia and Lithuania want to make an active contribution to the new NATO missions, one which will nevertheless be limited in view of the restrictions and deficiencies in their defence resources. Entry into the Alliance has the effect of accelerating reform through the identification and optimisation of assets and capabilities that are likely to enhance the national contribution made by each of the new members.
- One of the first important decisions Estonia took with a view to Alliance membership was to increase the amount of GDP it spent on defence to 2%, from 2002-2015. The Estonian Government also decided to review its defence planning and projects, the better to adapt them to the requirements of NATO membership. The emphasis was on forces projection, deployability and the necessary support. The priorities of the Force Structure Review 2004 are as follows:
- "to fulfil tasks and obligations taken by the Timetable for Completion of Reforms;
- to continue the development of the rapid reaction capability with concentration on assigned Army and Naval assets;
- to continue the formation of ESTBAT [Estonian Rapid Reaction Battalion] with manning and training of one additional infantry company and planned combat support and combat service support subunits;
- to integrate the Estonian Air Sovereignty Operations Centre with NATINEADS [NATO Integrated and Extended Air Defence System] and to find an acceptable solution to carry out air policing tasks;
- to implement the Host Nation Support arrangements;
- to develop the training system in accordance with NATO doctrines and procedures
- to continue the development of the Infantry Brigade;
- to establish a pool of trained and experienced civil servants and officers to ensure the integration into NATO structures;
- to proceed with the procurement of weapon systems and communication equipment".
- On 4 March 2003, the Latvian Government approved its Reform Implementation Plan for NATO Membership, so as to equip the country to provide the necessary personnel and equipment to Alliance missions ranging from collective defence to peacekeeping and peace enforcement. Since 2000, in line with goals defined in the NATO Action Plan, the government submits an Annual Defence Programme (ANP) and, in 2002, revised its concept for national defence and forces structure. The 2004 ANP sets out the following objectives:
- "to improve the capabilities of the National Armed Forces in the areas of mobility (deployable capabilities), sustainability and effective mission capabilities. The future specialization of the armed forces will also be considered during this review process (...);
- the enhancement by the Land Forces of an infantry brigade with all-relevant combat support and combat service support capabilities (...);
- the advancement by the Naval Forces of anti-mine capabilities (...);
- the development by the Air Forces of air-space surveillance and air defence capabilities (...);
- (...) development and improvement of host nation support capabilities, communications equipment, air-space surveillance, unit training and preparation, logistics and procurement (...);
- (...) national defence, security and NATO integration will be allotted 2% of GDP until 2008 (inclusive) (...)".
- In much the same way as Estonia and Latvia, on 23 May 2001 the Lithuanian Government and the political parties represented in parliament reached an agreement on the country's defence budget. This was set at 2% of GDP until 2008. It was also decided to allocate at least 30% of that amount to equipment procurement over the period. In line with commitments under the NATO Action Plan, the government initiated a reform of the armed forces the objectives of which were to:
- "(...) develop 18000 strong, modern, well trained and equipped Armed forces;
- (...) achieve an initial operational capability, a fully capable battalion ready to deploy in support of NATO operations by the time of accession;
- an interim operational capability, the ability to rotate deployed battalions to support longer term commitments by the end of 2008;
- and full operational capability, the entire structure manned, equipped and operational, by the end of 2014;
- (...) establish [a] Homeland Security Command on the basis of former territorial defence units with the task to provide host nation support, protect key strategic facilities and assist to civil authorities;
- Create a highly responsive logistics system that could support in-place and deployed forces".
(b) Estonia, Latvia and Lithuania in the ESDP
- From a security and defence point of view the three Baltic States' accession to the EU does not hold the same significance for them as NATO entry. This is understandable in view of the differences between the two organisations in this area. However the European Union of 2004 is in the process of transforming itself into a political and military organisation, with Europe-wide and worldwide responsibilities. The fact of the European Council (heads of state and government of the 15 member states, plus the 10 applicant states) having adopted a European security strategy on 12 December 2003 serves as one illustration of the way things are moving.
- Joining the Union is not simply a matter of becoming integrated into a developed common economic and social area. It also implies a commitment to a political project with a global reach. There is also a "soft security" dimension to this common European area which will benefit the three Baltic States, particularly in terms of border control, economic security and regional planning and development. Being part of the EU supplements the defence protection provided through NATO and, as with the latter, the three Baltic States want to be actively involved in the policies of the Union, including the ESDP.
- Estonia, Latvia and Lithuania all agree that the ESDP should not be detrimental to the transatlantic ties the Atlantic Alliance represents. The EU and NATO act in ways that complement one another, not in competition. This equilibrium was shaken during the crisis in Europe and the United States over US military intervention to topple Saddam Hussein's regime in Iraq, but did not call the three Baltic States' commitment to Europe into question.
- The development of forces projection capabilities, and armed forces restructuring in relation to that concept, fits with both NATO requirements and those of the EU in terms of crisis management. Estonia subscribes to the commitments set out in the EU headline goal to which it contributes national defence assets. ESTBAT, assigned to peacekeeping or crisis-intervention missions, will be available to NATO and the EU. Operational engagement does not prevent Estonia from having political reservations29 about some aspects of the ESDP, such as the possible inclusion of structured cooperation on security and defence or of a mutual defence clause in the draft Constitutional Treaty for Europe.
- The European Union is perceived as a major factor in regional security and stability. The Latvian political authorities consider that involvement in ESDP activities and contributing to the headline goal "will promote cooperation, mutual trust and success in the prevention and management of crises". Defence efforts are thus directed towards fulfilling the criteria demanded for NATO and EU missions, while avoiding any duplication which would be counterproductive in the light of the country's limited resources. The success of the plan to create a fully professional army is in line with that twofold aim and adds value to Lithuania's contribution to strengthening ESDP operational capabilities.
- Like Estonia and Latvia, the Lithuanian Government regards the EU as a Union of sovereign states and of European peoples. It regards the principle of equality between member states as paramount, and compatible with achieving greater efficiency. Lithuania favours the creation of a Union Minister for Foreign Affairs and is actively involved in the Union's ESDP capacity-building efforts. The country contributes "three infantry battalions, a combat support platoon, a combat service support section, two aircraft, one helicopter, two naval vessels and training areas in Pabrad and Rukla30" towards the headline goal.
2. Involvement in external operations
- The presence of military units from the three Baltic States in external operations gives an important political signal. First of all, it is a mark of their sovereignty, which is indicative of their complete integration into the present-day international system. It is also a pointer to the progress they have made since they regained their independence. They are no longer seeking security but contributing to regional (European) and international security and stability (in Afghanistan and Iraq). It is also an opportunity for them, with assistance from other states, to hone the military capabilities built up through sustained effort on their part under circumstances where technical, budget and human resources are far from abundant.
(a) A statement of Euro-Atlantic identity
- The 1991 Gulf War and the conflicts in Yugoslavia (1990-1999) paved the way for increased international military intervention, under the auspices of the United Nations and other regional organisations. The UN framework has come under fire since the Kosovo crisis and particularly since the second Gulf war (2003). There is, however, one thing most of the major operations have in common - they are led by the United States, NATO or European or Euro-Atlantic coalitions. This last characteristic - their Euro-Atlantic nature - is the most salient one. As far as Estonia, Latvia and Lithuania are concerned, becoming part of this security system means active participation in such external operations as are agreed in that particular political and security cooperation framework.
- Initially, given limited resources and the inadequacy of their embryonic national defence forces for the task in hand, tripartite cooperation offered the way forward when it came to contributing to NATO operations. In 1998, BALTBAT units materialised in Bosnia as part of SFOR's Nordic Brigade. Before that even, from 1995, Baltic elements had been part of IFOR (the Implementation Force for the Dayton Agreement) - mainly so as to familiarise them with NATO procedures, but also as a way of demonstrating a Baltic political willingness to be engaged alongside the Alliance. This first experience was a positive one and opened the door to other Baltic States' units participating in other missions (Kosovo, Afghanistan and Iraq) on an individual (national) basis.
- From the point of view of the Baltic States themselves, such external engagements are a way of showing their solidarity as part of Euro-Atlantic systems and a practical way for them to demonstrate that they can add value in terms of capabilities and competences. Numerically they are few, not surprisingly given that national resources are slender, but their quality and professionalism make up for the smallness of their number. The three Baltic States are reliable staunch allies, ready to take their share of the responsibility for security in Europe and elsewhere in the world. They are committed to NATO and the EU alike, although some differences in their assessment of both organisations, and of their respective member countries, mean that at times, in respect of particular actions, Estonia, Latvia and Lithuania come down on different sides.
- Clearly, in terms of security and defence (in the wider sense), as far as all three are concerned the Atlantic Alliance tends to take precedence over the EU. At the same time, their involvement in external actions takes account of the need to respond to the requirements of both organisations (as for instance with SFOR/KFOR or EU-led operation Concordia in the FYROM). The three Baltic States do not have the means to supply forces to two separate organisations on an ongoing basis, which is one reason why it is important to them for NATO and the EU to work in tandem as far as security and defence go and to complement one another. Added considerations are the geostrategic situation within the region and relations with Russia. Estonia, Latvia and Lithuania's principal defence guarantee is provided by the United States through the Washington Treaty.
- External engagement is also a way for the three Baltic States to show solidarity with the United States in the Euro-Atlantic context; hence their involvement since 2001in operation Enduring Freedom and the International Security Assistance Force (ISAF) in Afghanistan, and in Iraq as part of the US-led coalition. This last decision proved a difficult one for them (given public concern at home) and was misinterpreted by some European nations opposed to military intervention. Their choice was a pragmatic one, determined by the reality of international power politics and what they felt was required in the run-up to NATO accession.
(b) The development of operational capabilities
- It is also important to the three Baltic States, in operational terms, for their forces to be involved in external missions. In the framework of NATO and the Partnership for Peace, Estonian, Latvian and Lithuanian soldiers were able to get to know the current Atlantic Alliance military rules, procedures and machinery. It also gave them the opportunity of focusing efforts in areas necessary to the conduct of this type of joint multinational external operation and that experience, thanks to training and troop rotation, has permeated their national forces' structures at a number of levels. Because of the relative youth of their national armed forces, adapting them to the new requirements of the post cold-war era has proved easier in their case than for other older allies.
- Today, the structure of their national armed forces and the doctrines governing their use are essentially defined so as to meet the requirements for projection and mobility that are necessary in external operations. This has direct consequences when it comes to training and equipment. Interaction with other allied forces, especially the Nordic contingents, demands high levels of interoperability and a knowledge of the procedures they use. Interoperability has to be guaranteed also during the procurement phase though specific requirements, especially in strategic and technologically advanced instruments, such as in the aerospace field.
- The experience the three Baltic States have gained as a result of taking part in SFOR, KFOR, Enduring Freedom, ISAF and Concordia, and their service in Iraq, are now clearly proving to be assets in terms of full NATO and EU membership. That experience has also underlined the need for endowment and capabilities in tactical air transport in order to better contribute to NATO and European-led missions. Membership of both organisations also unlocks access to more substantial forms of aid and assistance that help speed up the reform of their national armed forces and overcome existing shortfalls.
- Over 1 000 officers and troops have taken part in external operations since 199531. Estonia has military units and armed forces elements serving with NATO and the European Union in the Balkans (Bosnia, Kosovo and FYROM - EU Police Mission). In Afghanistan it contributes a Rescue Board's Explosive Detection Dog Team to operation Enduring Freedom and an Explosive Ordnance Disposal Diving Team to ISAF. In Iraq, it has a force of 43 soldiers, consisting of a Light Infantry Platoon and Airfield Cargo-handling Team, as part of the US-led coalition there. Armed forces elements are also present in the Middle East with the United Nations Truce Supervision Organisation in Palestine32 and in Georgia (on a voluntary basis with the OSCE mission there).
- Latvian armed forces were engaged in external operations for the first time in 1996 - with NATO (IFOR) and WEU (Multinational Advisory Police Element - MAPE) in Albania. They are also to be found today in Afghanistan, in the form of a medical unit (with operation Enduring Freedom and ISAF), in Georgia (with the OSCE) and in Iraq. 113 troops are deployed in Iraq (an infantry company plus support elements and explosives specialists) with the multinational division under Polish command. One of their tasks is to train members of the Iraqi civil defence corps, the fledgling future post-occupation Iraqi army.
- Since 1994 (United Nations Protection Force - UNPROFOR), over 1 200 Lithuanian officers and soldiers have been engaged in external operations. Today, some 300 of them are involved in some 10 or so missions for the United States, NATO or the EU, or in coalitions. Over 100 troops are deployed in Iraq as part of the multinational divisions under the UK and Polish commands, in units forming part of a motorised infantry battalion, one of whose functions is to train the Iraqi police force. In Afghanistan, special force elements have taken part in Operation Enduring Freedom and medical staff are serving in ISAF.
IV. Conclusion - prospects for the future
- The singular destiny of Estonia, Latvia and Lithuania has marked almost half a century of European history. Their past contributions to the development of European civilisation in the far north-eastern part of Europe had been eclipsed by successive foreign occupations, some of which were benevolent, others violent and repressive. Their return to the fold of European nations puts an end not only to the legacy of the Second World War, but also to centuries of domination of the peoples and cultures of the three Baltic States.
- In the twelve years since their independence, those three countries − notwithstanding the European and American realpolitik of the cold war period − have witnessed the solidarity of all the western European states, whose assistance, warm encouragement and guarantees have now been given concrete expression with the Baltic States' accession to the Atlantic Alliance and European Union.
- For years NATO and the European Union have provided them with a framework for political and economic cooperation, with a view not only to preparing for their accession, but also to helping them develop their own capacities in all areas of Euro-Atlantic cooperation. WEU played a pioneering role by giving them an associate partner status that became increasingly substantive over the five years in which they were involved in the Organisation's political and military structures (1994-1999). This gave them the opportunity not only to learn, but also to make their own contributions, in the form of proposals and participation as active as that of the full member states.
- The WEU Assembly, to which the Estonian, Latvian and Lithuanian parliaments have been sending delegations since 1995, has devoted a number of debates and reports to the "Baltic" question. It provides them with a forum in which to express their positions on European security and defence as an integral part of the Euro-Atlantic security area. Thus for parliamentarians, ministers and heads of state from those three countries, the Assembly continues to provide a political instrument at the service of their countries and of Europe as a whole.
- Those three states are facing new challenges. EU membership entails a series of constraints and obligations that even the EU founding members have difficulty complying with. As "small" countries, they have to contend with the existing balance of power in the Council, Commission and European Parliament. The diversity of the different states and the moral principle of their equality must be respected in the interests of solidarity and the common good. This is particularly important to them in the light of their past experience.
- The same principles must prevail in NATO. For the first time in modern history those states have a guarantee of territorial security and integrity supported not least of all by the world's leading power, the United States. Here too they must preserve a sense of balance as regards the future orientations of the Alliance. These must be decided and applied collectively, and any measure aiming to transform NATO into an instrument to serve national interests not shared by all must be rejected.
- Relations with Russia are another challenge. The three states are "protected" by their NATO and EU membership from any reversal of the situation. At the same time they have the possibility of acting, together with other countries such as Poland, as a bridge between the two Organisations and Russia. Their knowledge of the Russian reality and their experience as Russia's neighbour, including in times of conflict, give them a first-hand perspective that is rare among the European states. Indeed the three countries are already essential participants in any transatlantic or European (EU) policy directed towards Russia.
- For this new integration enterprise to be a success, the three states must also avoid the pitfalls of isolationism or conservatism dictated by national interests. They need more effectively to combat organised crime and avert the very real risk of becoming countries of transit for illegal immigration or trafficking in people, drugs or dangerous substances. Their particular national and historical experience should provide them with a sound cultural base on which to develop their new role as members of NATO and the EU. There is no doubt that they will succeed. As prime protagonists in the events of the last century they showed a great ability to adapt and react and remarkable cohesion. All the conditions are met for the successful integration of these three remarkable new member states.

Lithuania's future role in NATO and the EU: Contribution by Mr Sedlickas, co-Rapporteur
Lithuania`s entry into NATO and the EU without doubt settles most of its vital security needs and gives it long-awaited assurances that it will no longer be a subject of foreign power manipulation and forcible intervention. It thus approaches its membership with great hope and belief in a bright future. However, Lithuania is joining an essentially different Alliance from the one that it applied to 10 years ago, as on both sides of the Atlantic the commitment to the Alliance appears to be much weaker than ever before. Although some critics say that the cohesion of NATO will be disrupted by the entry of new members, it must be said that the new members are in fact the most ardent advocates of the Alliance's original spirit and purpose. Knowing only two well the damage that "iron curtains" and "great transatlantic divides" can bring, it has real and grounded concern as to the eventual effects of efforts to replace NATO with inherently doubtful "European only" projects, "mini summits" and separate "European" headquarters for operational planning.
It should be made clear that the Lithuanian perspective is not pro-American, pro-European or even uniquely Lithuanian. All the countries of central and north-eastern Europe hold the view that the shape of the Euro-Atlantic Security Architecture must remain profoundly Euro-Atlantic, since only in that way can they be assured that the security interests and policy choices of their countries will be respected.
Thus they hold that European security can be best served only through unity and resolve, not by growing distrust among the members, unhealthy competition and accusations. All the new members have a very high stake in NATO as the basis of their security and they validly become concerned when internal disagreement weakens what they see as the right of the members to obtain immediate assistance in the face of a threat. Such a situation undeniably occurred during the Iraqi crisis when the decision to come to the aid of Turkey was delayed because of disagreement among the members. The new members cannot help but see themselves in the same situation. Does that mean that the next time an ally will be left on its own when a serious crisis erupts in his neighbourhood?
The Euro-Atlantic Alliance has not only its ideological side, but also a great practical value. There is no doubt that "European only" defence projects should be continued and European military capabilities increased, if only because Europe should carry its fair share of its own defence burden. But all the members have budgetary problems funding defence expenditures and there are limits to how much each can spend. The costs of the technical systems necessary to support modern war-making capabilities, however, keep increasing and they can realistically be created only by pooling the resources of all the members and getting the best value for the money spent. Thus attention should be paid to what will increase the overall effectiveness of the military forces available to the whole community. Thus although there is much discussion of duplicating bureaucracies within the EU replicating Alliance agencies (separate headquarters, command structures), it is apparent that the money used for the creation of such structures could be better used for the acquisition of military capabilities and equipment to be used in common. The members should fund only one army and make sure that it is prepared and equipped to the necessary level. That can only be NATO. Thus "European-only" defence projects must never in any way compromise the role of NATO as the cornerstone of Euro-Atlantic security. Instead such projects should only strengthen it.
The main problem, however, is with how security is conceptualised. Some members of NATO seem to take the view that national security and interests take priority over the Alliance's interests. NATO in fact has criticised Lithuania, claiming that our defence plans reflect "collective defence for Lithuania" rather than the "collective defence of the Alliance". Perhaps it is time for everyone to realise that their national interests are best served by safeguarding the wider interests of the Alliance and the European community. There are also problems with the choice of methods for how the Alliance and the EU should react to a crisis. Some members of the EU sought diplomatic solutions during the Iraqi crisis even when all diplomatic means were exhausted. Perhaps the present disagreement between the EU and NATO could be solved by a functional division of tasks. For example the EU could use its soft power to handle low-intensity disputes that require diplomatic manoeuvring and civilian crisis-management capabilities, while NATO could be used for high-intensity conflicts that require military intervention and long-term peacekeeping commitments.
Lithuania also holds as a priority the continued expansion of NATO to the East. The network of partnerships that NATO has been building during the last decade is an indispensable piece of the future Euro-Atlantic security architecture. Russia, Ukraine, South Caucasus and Central Asian countries are all closely involved in cooperation with NATO. It is obvious that without these countries, the Euro-Atlantic security architecture will be incomplete. New NATO's borders should not become new artificial lines in Europe. NATO's doors must be kept open for those willing and ready to join. Because of its experience and ties with these cultures, Lithuania can play a significant role in fostering relations with these countries.
Lithuania on its part is rapidly transforming its military, dropping its territorial defence posture, acquiring modern military capabilities and going out of area with other allies. A substantial part of our defence budget is devoted to the improvement of deployability, sustainability and the rapid reaction capabilities of our armed forces. As a reflection of this effort, currently Lithuania maintains 11 international missions, including the Balkans, Afghanistan, and Iraq. We have a total of 270 troops deployed abroad, which is a significant number for a country with 3.5 million inhabitants and an army of 12 thousand.

Appendix I: History of Estonia
Estonia has been populated by the native Finno-Ugric Estonians since prehistory. They were organised into economically self-sufficient clans with few differences in wealth or social power. By the early Middle Ages most Estonians were small landholders. Estonian government was decentralised, with local political and administrative subdivisions emerging only during the 13th century A.D, which was also the period of Estonia's Christianisation.
Although the Estonians' resistance to the Teutonic Knights lasted some twenty years, the lack of a centralised political organisation as well as inferior weaponry brought down the Estonians in 1227. The people were Christianised, colonised and reduced to serfdom. Despite attempts to restore independence, Estonia was divided among three domains, and small states were formed. The 14th century in Estonian history was a period of tension between local landlords. It was marked chiefly by the struggle between the Livonian branch of the Teutonic Order and the bishops for lands and spheres of influence. Despite successful Russian raids and invasions in the 15th century, the local German barons continued to rule Estonia and preserved Estonia's commitment to the Lutheran Church.
In the 16th century, while northern and western Estonia was submitted to Swedish control during the Livonian Wars, southern Estonia was incorporated into the Polish-Lithuanian Union. The name of Livonia, formerly denoting all of present-day Estonia and Latvia, was now applied to Polish-controlled South Estonia and Latvia; while `Estonia' began to denote the Swedish controlled areas of North and West Estonia. This division of Estonian lands would last until 1917. Until the early 20th century, the term `Estonia' designated the northern part of present-day Estonia. Under Swedish rule, Estonia was united for the first time in history within its present borders by a central authority. In Estonian oral tradition this period is called `the good old Swedish time'.
After Sweden's defeat by Russia in the Great Northern War at the beginning of the 18th century Russian rule was imposed in what was to become modern Estonia. Nonetheless, the legal system, Lutheran church, local and town governments and education remained mostly German until the late 19th century, and partially until the beginning of the 20th century. The attempts to russify Estonians were far from successful. Centuries-old German cultural tradition withstood the russification period. 90 percent of the population was Estonian. Estonia remained an essentially agrarian country. Germans and Russians dominated the intellectual, political and economic elite of society while the lower ranks, peasants and workers, remained predominantly Estonian. Thus like the Latvians, the Estonians had to engage in a political campaign on two fronts. The first was against the German monopoly of political, social and economic power. In this, they were aided by the process of russification, which undermined the power of the Ritterschaften. At the same time they did not wish to replace the German grip by tsarism, which represented the second political front.
Estonia's first modern period of sovereignty began in 1920. Estonia underwent a number of economic, social and political reforms. Yet the establishment of the independent state did not result in an improved standard of living, but rather in discontent against political parties, parliamentarianism and democracy as such. This favoured the emergence of an authoritarian regime that lasted from 1934 to 1939. In 1940, Estonia was annexed by the USSR. After the German occupation (1941-1944), the Soviet Army again occupied Estonian territory. The severe process of sovietisation significantly reduced the share of ethnic Estonians in the total population of the Estonian Soviet Socialist Republic. In 1970 ethnic Estonians accounted for 57 percent of the population, in comparison with a pre-war figure of over 75 percent. Concern about the threat posed by cultural russification to the Estonian language and national identity reached a critical point in the 1970s.
In the mid-1980s Estonia seized the opportunity of the more tolerant political atmosphere inaugurated by the new Soviet policies of perestroika and glasnost. In May 1990, the name of the Republic of Estonia was restored, and in September 1991 Estonia's independence was recognised by the Soviet Union. In 1994 the last Russian armed forces withdrew from the country.

Appendix II: History of Latvia
The designation of `Latvia' appeared at the beginning of the 20th century. The territories that were to become Latvia have been inhabited since 9 000 B.C. by peoples of unknown origin. Various tribal societies - Semigallians, Selonians, Couronians, Latgallians, Livonians - started arriving in 2 000 B.C. The first settlers in the territory of Latvia were Livonians. Whereas the Latvians were from the Indo-European family, the Livonians were akin to the Estonians and the Finns and formed part of the Finno-Ugric complex of nations.
Until about 1300 they lived within independent and culturally distinct kingdoms. The lack of political unity hastened their conquest by the German crusading orders who established their dominance all over Latvia by the end of the 13th century, which along with southern Estonia was then known as Livonia. Livonians were the first of the peoples of the region to be converted to Christianity, though their attachment to the new religion proved tenuous during the centuries that followed. Unlike the Lithuanians, they were brought into the medieval Catholic world by conquest.
Thereafter, in particular in the 16th and 17th centuries, Livonia was almost continuously subject to political, social and economic domination by others. Sections of the old Livonian lands were alternatively under Polish-Lithuanian, Swedish, and Russian control. The southern territories inhabited by the Latvian-speaking peasantry formed the Duchy of Courland under the Polish-Lithuanian monarchy. The eastern part of Livonia, Latgale, came under the direct control of Lithuania. To these political divisions were added religious ones, as Livonia and Courland remained Lutheran, while the position of Roman Catholicism was consolidated in Latgale, along with the rest of Lithuania. This distribution of control remained unchanged until the beginning of the Great Northern War (1700-1721) between Sweden, Poland-Lithuania, and Russia, from which Russia emerged as the clear victor, gaining control over Livonia.
For more than 200 years, Latvians had a unique mixture of elites. In the tsarist empire the influence of the German ruling class continued to be strong. The German nobility was dominant in economic, cultural, social, and local political life, while the Russian bureaucracy was in charge of higher politics and administration. In the face of russification policies, the German clergy and literati began to take a more benevolent interest in the distinctive language and culture of the Latvian peasantry. By emancipating the native peasantry, the Germans hoped to create a more secure basis for their social and political authority. A Young Latvian Movement soon emerged with the aim of promoting the indigenous language and to publicise and counteract the socio-economic oppression of Latvians. Thus, Germans helped to provide the economic and cultural foundations for the `awakening' of Latvian nationalism.
After the First World War, in 1918, Latvia proclaimed independence. Though hopes were high that a Latvian state would continue to develop, these hopes were dashed by subsequent events. After 15 years of existence as a multiparty parliamentary democracy, Latvia became an authoritarian state until the Soviet occupation in 1940. Except for a brief period of German occupation (1941-1944), Latvia remained Soviet territory. Throughout the post-second world war period Latvia experienced repeated waves of russification, in particular a massive influx of immigrants from outside its borders. Before the war, the Latvian share of the total population was 76 percent. At the end of the 1990s, ethnic Latvians made up 52 percent of the population. Latvians have still not recovered the effects of the Second World War and communist rule.
As in the other Baltic republics, reforms in Soviet communism in the mid-1980s stimulated a process of `national revival'. Latvia claimed de facto independence in August 1991. Its independence was formally recognised by the Soviet Union the following month. In 1994 Russian military forces withdrew from the country.

Appendix III: History of Lithuania
Lithuanians are a branch of the Balts whose settlement dates back to around 2000 B.C. Yet many centuries passed before the name of Lithuania first appeared in records, in 1009 A.D. The Lithuanians carved out a path which was different and, for several centuries, more successful than that of their Baltic neighbours. Their success was due to the impenetrability of their territories, their military prowess, and their rulers in the 13th and 14th centuries.
During the middle of the 13th century Duke Mindaugas united the Lithuanian ethnic lands and established the state of Lithuania, which became a Christian realm under pressure from the Teutonic Order. After Mindaugas' death in 1263, most of the country abandoned Christianity and returned to paganism. At the end of the 14th century, Lithuania once again formally accepted Roman Catholicism, which became the dominant religious and cultural force in the ethnographic Lithuanian lands. Lithuania was the last pagan country in Europe to become Christian.
At the beginning of the 15th century, as a result of a significant expansion towards the Slavic East against the Teutonic Order, Lithuania became one of the most powerful states in the Eastern Europe. A dynasty of Grand Dukes called the Jogailans established an empire extending from the Baltic to the Black Sea. The growing Russian threat, however, forced Lithuania to strengthen ties with Poland. In 1569 a Polish-Lithuanian Commonwealth was established. For the next 226 years Lithuania would share the fate of Poland. Lithuania's state sovereignty was preserved, but the Polish language and culture became increasingly dominant in the country. The period between the 1500s and the middle of the 17th century was an age of considerable cultural and economic achievement. Afterwards, a series of military attacks by powerful neighbours - Prussia, Austria and Russia - befell Poland-Lithuania.
The Polish-Lithuanian Commonwealth was dissolved in 1795. The major part of the former Grand Duchy of Lithuania was absorbed into the Russian empire. Tsar Nicolas I instituted a policy of russification aimed at transforming Lithuania into a Russian province in practice as well as by name. Such a policy took a more extreme form than in the other Baltic States. Nevertheless, the Russian restrictive policies failed to extinguish the indigenous cultural institutions and language. Moreover, the influence of the aristocracy with its Polish leanings was still strong. Unlike the other Baltic States, which became major centres of Russian industry and trade, Lithuania remained an agrarian backwater. As a result of underdevelopment, Lithuanian society did not become as diversified as that of the other Baltic States. It had only a small educated middle class on which nationalism could build. Nationalist activity had to take different forms owing to the greater degree of tsarist repression. Religion and nationalism formed a symbiotic relationship. The Catholic clergy took the lead in cultivating the Lithuanian language and coordinating resistance to Russian policy.
At the start of World War I, Lithuania was occupied by Germany. Its independence was restored in 1918. The following period was one of significant prosperity, because of Lithuania's high degree of integration in the world economy. All of its major cities acquired ethnic Lithuanian majorities. The predominance of Lithuanians in the cities reflected the change in the country's power structure. For the first time in centuries, ethnic Lithuanians controlled the political establishment. Yet the failure to consolidate the democratic system favoured the emergence of an authoritarian regime which lasted until Lithuania's annexation by Russia in 1940.
The russification campaign began in Lithuania after the end of the Second World War, but with a different impact than in the other Baltic states. Lithuania underwent less radical demographic change than Estonia and Latvia as its war of resistance, continuing for almost ten years after the war, limited large-scale Russian immigration into the country. Since the unavailability of Russian workers impeded the execution of Soviet programmes of industrialisation similar to that effectuated in the two other states, Lithuania remained less industrialised and less urbanised than its two neighbours. Industrialisation, however, did take place. Cities such as Sauliai and Kaunas eventually did become notable "high tech" centres and Vilnius became the electronics centre of the Soviet Union. In 1970, the proportion of ethnic Lithuanians still stood at 80 percent of the total population - only 4 per cent less than the figure for 1923. Furthermore, the Second World War had a less devastating impact on the Lithuanian population than on that of Estonia and Latvia.
On 11 March 1990 the `Act of Restoration of Independence' was proclaimed. Lithuania's independence was recognised by the Soviet Union in September 1991. The last Russian troops left the country in 1993.

Appendix IV: Defence in Estonia
Foundations of national defence policy
Estonia's defence policy aims to guarantee: 1) the independence and sovereignty of the state, the integrity of its land area, territorial waters and airspace and its constitutional order; 2) the development of the Estonian Defence Forces (EDF) in a way that ensures their interoperability with the armed forces of NATO and EU member states and their capacity to participate in the full range of Alliance missions.
According to Article 126 of the Estonian Constitution (1992), the organisation of national defence is defined by the Peacetime National Defence Act and the Wartime National Defence Act. The organisation of the EDF and the national defence organisations are determined by law. The Supreme Commander of national defence is the President of the Republic. He is advised on national defence matters by the National Defence Council, composed of the President of the Parliament, the Prime Minister, the Commander of the Defence Forces, the Defence Minister, the Interior Minister, the Foreign Affairs Minister and the Chairman of the Parliamentary National Defence Committee.
The EDF are headed by the Commander of the Defence Forces in peacetime and by the Commander-in-Chief of the Defence Forces in wartime. They are appointed by the Parliament, on proposal by the President of the Republic (Art. 127, Constitution). The Parliament is responsible for declaring, on the proposal of the President of the Republic, a state of war and for ordering mobilisation and de-mobilisation, as well as for deciding on the use of the Defence Forces to fulfil the international obligations of the Estonian nation (Art. 128).
Structure and size of the defence forces
The Estonian Defence Forces (EDF) consist of a regular component (Kaitsevägi) and a voluntary military organisation, the Defence League (Kaitseliit). The Regular Armed Forces are structured on the principle of a reserve force. Their average size in peacetime is about 5 500 troops, roughly half of which are conscripts. The regular component is divided into the Army, the Navy, and the Air Force. Military service is compulsory and lasts from nine to twelve months.
The largest service is the Estonian Army, which consists of 9 battalions: Kuperjanov Single Infantry Battalion, Pärnu Single Infantry Battalion, Peace Operations Centre, Scouts Battalion, Artillery Group, Viru Single Infantry Battalion, Air Defence Battalion, Single Signal Battalion, Single Guard Battalion.
The Navy consists of the Naval Staff, the Naval Base and the Mine Warfare Squadron (8 vessels). It is composed essentially of regular personnel.
The Air Force consists of the Air Force Staff, an Air Base, an Air Surveillance Battalion and a small flying element that provides limited non-combat support to the land forces. The Air Force is also composed primarily of regular personnel.
The Defence League (EDL) consists of regular military personnel and volunteer members. It comprises the main staff, 15 regional units and auxiliary organisations for women and youth. The main goal of the EDL is to ensure the necessary rapid reaction capability of the EDF.
Defence expenditure
Defence expenditure was increased to 2 percent of GDP in the 2002 state budget. According to the 2004 Force Structure Review, that percentage will be maintained at least until 2015.
Participation in international operations
Timeframe |
Operation |
1995 |
UNPROFOR (Croatia) |
Since 1996 |
IFOR/SFOR (Bosnia) |
1996/1997 |
UNIFIL (Lebanon) |
1997-2001 |
WEU MAPE (Albania) |
Since 1997 |
UNTSO (Middle East) |
Since 1999 |
KFOR/SFOR (Kosovo) |
1999-2001 |
UNMIK (Kosovo) |
Since 2000 |
OSCE BMOM (Georgia) |
Since 2002 |
Enduring Freedom (Afghanistan) |
Since 2003 |
ISAF (Afghanistan)
Operation Iraqi Freedom (Iraq)
Operation Concordia (Macedonia)
EUPM (Bosnia-Herzegovina) |
Appendix V: Defence in Latvia
Foundations of national defence policy
The principles and priorities of Latvia's national defence policy are laid down in a range of documents: the Constitution (1992), the National Defence Concept (2001), the Law on the National Armed Forces (1999), and other normative documents. Defence policy is developed in conformity with the objectives of national foreign and security policy: 1) increasing the self-defence potential and capabilities of the state; 2) preparing the National Armed Forces (NAF) for compatibility with, and participation in, NATO.
According to the Constitution, the President of Latvia is the Commander in Chief of the NAF. During wartime, the President shall appoint a Supreme Commander (Art. 42, Constitution). Parliament has the responsibility in peacetime for determining the size of the Armed Forces (Art. 67).
The principal tasks of the NAF are: 1) guaranteeing the inviolability of Latvian territory, territorial waters and airspace; 2) participating in international military operations as stipulated by law and international agreements; 3) training the active and reserve personnel of the military forces; 4) helping to avert situations that constitute a threat to the State as stipulated by the normative acts (Art. 6, Law on the National Armed Forces).
Structure and size of the defence forces
The National Armed Forces consist of: 1) Regular military units; 2) the National Guard; 3) the mobilisation reserve (Art. 3, Law on the National Armed Forces, 1999). The Regular military units are made up of the Land Forces, the Naval Forces, the Air Force, the Special Tasks Unit, the Security Service of the Saeima (Parliament) and of the President of the State; the Military Police; the Military Counter-Intelligence Service and the National Defence Academy (during wartime or state of emergency). The National Guard is a voluntary public military self-defence organisation. It is the largest NAF structure in terms of numbers.
Latvia's National Armed Forces consist of approximately 5 000 servicemen (including 1 600 conscripts) and 15 000 national guards. Of these, the Naval Forces account for 700, the Air Force 350 and the Land Forces 2 100. Under the 12-year plan (2000-2012), the number of trained military personnel should reach approximately 50 000 troops, with the following breakdown: 1) active duty forces (6 000 soldiers); 2) mobile reserve battalions (27 000 soldiers); 3) territorial reserve force battalions (17 000 soldiers). Implementation of this plan is already under way and is expected to accelerate in the next few years. Compulsory military service, to be abolished eventually, lasts 18 months.
Defence expenditure
The State Defence Financing Law (2001) stipulates that national defence, security and NATO integration will be allotted 2 percent of GDP from 2003 until 2008 (inclusive).
Participation in international operations
Timeframe |
Operation |
Since 1996 |
SFOR-IFOR (Bosnia-Herzegovina) |
Since 1999 |
WEU MAPE (Albania) KVM (Kosovo) |
Since 2001 |
OSCE BMOM (Georgia) |
Since 2002 |
Operation Enduring Freedom (Afghanistan) |
Since 2003 |
Operation Iraqi Freedom (Iraq)
ISAF II (Afghanistan)
EU-led Operation Concordia (Macedonia) |
Appendix VI: Defence in Lithuania
Foundations of national defence policy
The basic principles governing national defence are entrenched in the Constitution of the Republic of Lithuania (1992), the National Security Strategy (2002), the Law on the Basics of National Security of Lithuania (2000), the National Defence Law (1998-99), and the Law on International Operations, Military Exercises and other Events (1997). The Armed Forces are loyal to the Republic of Lithuania and its Constitution, serve the State and society and obey the state government democratically elected by the Lithuanian citizens. The Commander-in-Chief of the Armed Forces is the President of the Republic of Lithuania. The Government, the Minister of National Defence, and the Army Commander-in-Chief are responsible to Parliament for the provision and command of the State Armed Forces (Art. 140, Constitution).
Structure and size of the defence forces
Lithuania's armed forces consist of: 1) the Regular Forces; 2) the National Defence Volunteer Forces (NDF); 3) the Active Reserve. The Lithuanian Regular Forces, half of which are composed of conscripts, consist of the Land Forces, the Naval Force, the Air Force and the Border Police.
Land Forces are the main defence forces and are structured in battalion-sized task groups. They consist of the Iron Wolf Motorised Infantry Brigade (to be reorganised into the `Reaction Brigade' by 2006) comprising various battalions which, following the traditions of the Lithuanian Armed Forces, are named after the Grand Dukes of Lithuania: Duchess Biruté Motorised Infantry Battalion, Grand Duke Vytenis Infantry Battalion, King Mindaugas Motorised Infantry Battalion, Grand Duke Algirdas Motorised Infantry Battalion, Artillery Battalion. Its total personnel strength is 4 000.
The Navy consists of: a Squadron of Combat ships (with 2 battle vessels), a Squadron of mine-hunter warships (two mine-hunters and a support ship), a Squadron of patrol warships and two cutters. Naval personnel numbers about 800.
The Air Force consists of: the Air Force Headquarters; the First Aviation Base; the Second Aviation Base; the Airspace Surveillance and Control Board; the Air Defence Battalion; the Air Force Training Centre.
The NDVF are organised into ten district territorial defence units. About 12 000 volunteer soldiers and 2 000 soldiers in professional military service and civil servants serve in the NDVF. Military service is compulsory and lasts twelve months.
Defence expenditure
Lithuania's commitment to allocate 2 percent of GDP to defence in the period 2002-2004 is expressed in a Standing Agreement of all Lithuanian Parliamentary Parties on the Defence Policy (2001). This amount has been extended for 2005-2008.
Participation in international operations
Timeframe |
Operation |
1994-1995 |
UNPROFOR II (Croatia) |
Since 1996 |
IFOR/SFOR (Bosnia-Herzegovina) |
1998-1999 |
OSCE Kosovo Verification Mission (Kosovo) |
Since 1999 |
KFOR (Kosovo)
UNMIK (Kosovo)
NATO's Operation Allied Harbour (Albania) |
2000 |
OSCE BMOM (Georgia) |
2002 |
ISAF (Afghanistan)
Operation Enduring Freedom (Afghanistan) |
2003 |
Operation Iraqi Freedom (Iraq)
EU-led Operation Concordia (Macedonia) |
1 Adopted unanimously and without amendment by the Assembly on 2 June 2004 (2nd sitting).
2 From 1945 to the mid-fifties, Estonian, Latvian and Lithuanian paramilitary formations took up arms against the Red Army and the Soviet power structures in the three Baltic States.
3 Denmark, Estonia, Finland, Germany, Iceland, Latvia, Lithuania, Norway, Poland, Russia and Sweden.
4 The Nordic Council was set up in 1952 by Denmark, Finland, Iceland, Norway and Sweden.
5 2000 Census: Statistical Office of Estonia, www.stat.ee.
6 2000 Census: Central Statistical Bureau of Latvia, www.csb.lv.
7 This was manifest during the Russia-EU discussions in February and March on EU enlargement and its repercussions for trade between Russia and the central European candidate countries and the three Baltic States.
8 Latvia holds the Presidency for 2004.
9 Terms of Reference for the Baltic Council of Ministers, Article 1; Tallinn, 13 June 1994, amended in Vilnius, on 28 November 2003.
10 Ibid, Article 8.
11 The formal invitation was issued at the Prague NATO summit, in November 2002. The preparatory process for accession began in 1999.
12 Appendices IV, V and VI give a detailed presentation of the three countries' defence systems.
13 Accession to the Atlantic Alliance and European Union will inevitably call for a revision of the Concept, but its philosophy and main orientations remain valid. The same applies to Latvia and Lithuania.
14 The first was issued in 1999.
15 Belgium, Canada, Denmark, Finland, France, Germany, Iceland, the Netherlands, Norway, Sweden, Switzerland, the United Kingdom and the United States.
16 "The Purpose of the Baltic Defence College", The Baltic Defence College, www.bdcol.ee
17 Visited by the Defence Committee of the WEU Assembly in October 2003.
18 Ibid.
19 "Baltic Virtual Military Academy - BALTVIMA", BALTSEA ; www.baltsea.net.
20 "The Baltic Air Surveillance Network - BALTNET"; Estonian Defence Forces, www.mil.ee
21 Belgium will be in charge of the mission until 30 June 2004, at which date Denmark or the Netherlands will take over.
22 "BALTRON information", BALTSEA ; www.baltsea.net.
23 Via the "German Air Force Programming Centre GAFCCIS" based at Birkenfeld.
24 "Baltic Defence Cooperation", Estonian Defence Ministry; www.mod.gov.ee.
25 Ibid
26 "BALT HNS", BALTSEA ; www.baltsea.net.
27 Minutes from the BALTSEA Working Group Logistic Seminar, Riga 22 - 23 mai 2002 ; www.baltsea.net.
28 In the sense here of institutions that have been consolidated by decades of cooperation and new missions which follow international geostrategic developments.
29 "Estonia and the European Union; positions of the Estonian Government", Estonian Foreign Affairs Ministry, October 2003, www.vm.ee.
30 " Cooperation between Lithuania and the European Union". Lithuanian Foreign Ministry; www.urm.lt.
31 The armed forces number 5 500 in total.
32 One of the oldest UN peace supervision operations (began 1948).